Mr. Janvey is the Court-Appointed Receiver of the Stanford Financial Group Receivership. Mr. Janvey is the managing partner of Krage & Janvey, L.L.P. in Dallas, Texas.
Mr. Janvey's practice is concentrated in the areas of SEC and state securities compliance and enforcement matters, public and private financing transactions, corporate governance and fiduciary duties, and organizational structuring issues. He has represented clients (primarily issuers, investment advisers, broker-dealers, registered representatives, and accountants) in connection with legal problems involving the full range of corporate and securities law compliance and enforcement issues. He has represented clients in enforcement proceedings before the SEC, FINRA and various state securities agencies. Mr. Janvey has also represented accounting clients before the PCAOB. He has served as an SEC court-appointed equity receiver, special master and regulatory monitor.
Mr. Janvey served for 20 years as an Adjunct Professor of Law for Southern Methodist University teaching in the areas of corporate planning and regulation of the securities and commodities markets.
Mr. Janvey has authored four treatises on topics addressing accountants' liability and the federal securities laws and has also authored over 20 articles on topics dealing with investment adviser and broker-dealer regulatory issues, Sarbanes-Oxley's impact on accountants, public and private financing transactions, SEC reporting, and banking issues. He has further served as a speaker on numerous topics, including those relating to investment advice and broker-dealer regulatory issues, Sarbanes-Oxley issues, accountants' audit liability issues, hedge funds, Regulation S issues, public and private financing transactions, and receiverships. He also regularly serves as an expert witness
on securities law issues in civil litigation. He served as a FINRA arbitrator for almost 15 years.
Mr. Janvey authored and presented the following: "An Overview of SEC Receiverships" at The University of Texas School of Law in Austin, Texas on November 18-19, 201 O; "An Overview of SEC Receiverships" at the 2011 Regional TMA Conference in San Antonio, Texas on April 7, 2011; the "Stanford Financial Receivership" at the 2011 Eastern District Conference at Tenya Lodge, Yosemite National Park on November 5, 2011; "When Red Flags Fly: Anatomy of a Ponzi Scheme" at The Insolvency Section of the International Bar Association meeting in Boston, Massachusetts on October 8, 2013; and "SEC Administrative Proceedings - Post Dodd-Frank" to the Dallas Bar Securities Section on September 25, 2017. Mr. Janvey authored an article entitled "An Overview of SEC Receiverships" published in the Securities Regulation Law Journal Summer 2010 Edition. Mr. Janvey co-authored an article entitled "Investor Fairness in Securities Arbitration: A Perceptional Issue?" published in the Securities Regulation Law Journal Fall 2017 Edition.
Mr. Janvey received his undergraduate degree from the University of Wisconsin and his law degree from Southern Methodist University in Dallas, Texas. He received his LL.M. in Securities Law from Georgetown University Law Center in Washington, D.C.